# Herring v. United States, 555 U.S. 135 (2009)
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## Proposition boundary
Exclusion requires sufficiently culpable or systemic police error; isolated negligent database maintenance did not justify suppression. The Court assumed rather than held a Fourth Amendment violation and did not decide private-vendor errors.
## Extract
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OCTOBER TERM, 2008
Syllabus
HERRING v. UNITED STATES
certiorari to the united states court of appeals for
the eleventh circuit
No. 07–513. Argued October 7, 2008—Decided January 14, 2009
Officers in Coffee County arrested petitioner Herring based on a warrant
listed in neighboring Dale County’s database. A search incident to that
arrest yielded drugs and a gun. It was then revealed that the warrant
had been recalled months earlier, though this information had never
been entered into the database. Herring was indicted on federal gun
and drug possession charges and moved to suppress the evidence on the
ground that his initial arrest had been illegal. Assuming that there
was a Fourth Amendment violation, the District Court concluded that
the exclusionary rule did not apply and denied the motion to suppress.
The Eleventh Circuit affirmed, finding that the arresting officers were
innocent of any wrongdoing, and that Dale County’s failure to update
the records was merely negligent. The court therefore concluded that
the benefit of suppression would be marginal or nonexistent and that
the evidence was admissible under the good-faith rule of United States
v. Leon, 468 U. S. 897.
Held: When police mistakes leading to an unlawful search are the result
of isolated negligence attenuated from the search, rather than systemic
error or reckless disregard of constitutional requirements, the exclusion
ary rule does not apply. Pp. 139–148.
(a) The fact that a search or arrest was unreasonable does not neces
sarily mean that the exclusionary rule applies. Illinois v. Gates, 462
U. S. 213, 223. The rule is not an individual right and applies only
where its deterrent effect outweighs the substantial cost of letting
guilty and possibly dangerous defendants go free. Leon, 468 U. S., at
908–909. For example, it does not apply if police acted “in objectively
reasonable reliance” on an invalid warrant. Id., at 922. In applying
Leon’s good-faith rule to police who reasonably relied on mistaken infor
mation in a court’s database that an arrest warrant was outstanding,
Arizona v. Evans, 514 U. S. 1, 14–15, the Court left unresolved the issue
confronted here: whether evidence should be suppressed if the police
committed the error, id., at 16, n. 5. Pp. 139–143.
(b) The extent to which the exclusionary rule is justified by its deter
rent effect varies with the degree of law enforcement culpability. See,
e. g., Leon, supra, at 911. Indeed, the abuses that gave rise to the
rule featured intentional conduct that was patently unconstitutional.
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See, e. g., Weeks v. United States, 232 U. S. 383. An error arising from
nonrecurring and attenuated negligence is far removed from the core
concerns that led to the rule’s adoption. Pp. 143–144.
(c) To trigger the exclusionary rule, police conduct must be suffi
ciently deliberate that exclusion can meaningfully deter it, and suffi
ciently culpable that such deterrence is worth the price paid by the
justice system. The pertinent analysis is objective, not an inquiry into
the arresting officers’ subjective awareness. See, e. g., Leon, supra, at
922, n. 23. Pp. 144–146.
(d) The conduct here was not so objectively culpable as to require
exclusion. The marginal benefits that might follow from suppressing
evidence obtained in these circumstances cannot justify the substantial
costs of exclusion. Leon, supra, at 922. Pp. 146–148.
492 F. 3d 1212, affirmed.
Roberts, C. J., delivered the opinion of the Court, in which Scalia,
Kennedy, Thomas, and Alito, JJ., joined. Ginsburg, J., filed a dissent
ing opinion, in which Stevens, Souter, and Breyer, JJ., joined, post,
p. 148. Breyer, J., filed a dissenting opinion, in which Souter, J., joined,
post, p. 157.
Pamela S. Karlan argued the cause for petitioner. With
her on the briefs were Jeffrey L. Fisher, Amy Howe, Kevin
K. Russell, Ronald W. Wise, and Thomas C. Goldstein.
Deputy Solicitor General Dreeben argued the cause for
the United States. With him on the brief were Solicitor
General Garre, Acting Assistant Attorney General Fried
rich, Toby J. Heytens, and Deborah Watson.*
Chief Justice Roberts delivered the opinion of the
Court.
The Fourth Amendment forbids “unreasonable searches
and seizures,” and this usually requires the police to have
probable cause or a warrant before making an arrest. What
*Briefs of amici curiae urging reversal were filed for the American
Civil Liberties Union et al. by Geoffrey F. Aronow, William H. Forman,
Eric G. Barber, and Steven R. Shapiro; for the Electronic Privacy Infor
mation Center et al. by Marc Rotenberg; and for the National Association
of Criminal Defense Lawyers by Pamela Harris and Walter Dellinger.
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Opinion of the Court
if an officer reasonably believes there is an outstanding ar
rest warrant, but that belief turns out to be wrong because
of a negligent bookkeeping error by another police em
ployee? The parties here agree that the ensuing arrest is
still a violation of the Fourth Amendment, but dispute
whether contraband found during a search incident to that
arrest must be excluded in a later prosecution.
Our cases establish that such suppression is not an auto
matic consequence of a Fourth Amendment violation. In
stead, the question turns on the culpability of the police and
the potential of exclusion to deter wrongful police conduct.
Here the error was the result of isolated negligence attenu
ated from the arrest. We hold that in these circumstances
the jury should not be barred from considering all the
evidence.
I
On July 7, 2004, Investigator Mark Anderson learned that
Bennie Dean Herring had driven to the Coffee County Sher
iff’s Department to retrieve something from his impounded
truck. Herring was no stranger to law enforcement, and
Anderson asked the county’s warrant clerk, Sandy Pope, to
check for any outstanding warrants for Herring’s arrest.
When she found none, Anderson asked Pope to check with
Sharon Morgan, her counterpart in neighboring Dale County.
After checking Dale County’s computer database, Morgan
replied that there was an active arrest warrant for Herring’s
failure to appear on a felony charge. Pope relayed the infor
mation to Anderson and asked Morgan to fax over a copy of
the warrant as confirmation. Anderson and a deputy fol
lowed Herring as he left the impound lot, pulled him over,
and arrested him. A search incident to the arrest revealed
methamphetamine in Herring’s pocket, and a pistol (which
as a felon he could not possess) in his vehicle. App. 17–23.
There had, however, been a mistake about the warrant.
The Dale County sheriff’s computer records are supposed to
correspond to actual arrest warrants, which the office also
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maintains. But when Morgan went to the files to retrieve
the actual warrant to fax to Pope, Morgan was unable to find
it. She called a court clerk and learned that the warrant
had been recalled five months earlier. Normally when a
warrant is recalled the court clerk’s office or a judge’s cham
bers calls Morgan, who enters the information in the sheriff’s
computer database and disposes of the physical copy. For
whatever reason, the information about the recall of the war
rant for Herring did not appear in the database. Morgan
immediately called Pope to alert her to the mixup, and Pope
contacted Anderson over a secure radio. This all unfolded
in 10 to 15 minutes, but Herring had already been arrested
and found with the gun and drugs, just a few hundred yards
from the sheriff’s office. Id., at 26, 35–42, 54–55.
Herring was indicted in the District Court for the Middle
District of Alabama for illegally possessing the gun and
drugs, violations of 18 U. S. C. § 922(g)(1) and 21 U. S. C.
§ 844(a). He moved to suppress the evidence on the ground
that his initial arrest had been illegal because the warrant
had been rescinded. The Magistrate Judge recommended
denying the motion because the arresting officers had acted
in a good-faith belief that the warrant was still outstanding.
Thus, even if there were a Fourth Amendment violation,
there was “no reason to believe that application of the exclu
sionary rule here would deter the occurrence of any future
mistakes.” App. 70. The District Court adopted the Mag
istrate Judge’s recommendation, 451 F. Supp. 2d 1290 (2005),
and the Court of Appeals for the Eleventh Circuit affirmed,
492 F. 3d 1212 (2007).
The Eleventh Circuit found that the arresting officers in
Coffee County “were entirely innocent of any wrongdoing or
carelessness.” Id., at 1218. The court assumed that who
ever failed to update the Dale County sheriff’s records was
also a law enforcement official, but noted that “the conduct
in question [wa]s a negligent failure to act, not a deliberate or
tactical choice to act.” Ibid. Because the error was merely
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negligent and attenuated from the arrest, the Eleventh Cir
cuit concluded that the benefit of suppressing the evidence
“would be marginal or nonexistent,” ibid. (internal quotation
marks omitted), and the evidence was therefore admissible
under the good-faith rule of United States v. Leon, 468 U. S.
897 (1984).
Other courts have required exclusion of evidence obtained
through similar police errors, e. g., Hoay v. State, 348 Ark.
80, 86–87, 71 S. W. 3d 573, 577 (2002), so we granted
Herring’s petition for certiorari to resolve the conflict, 552
U. S. 1178 (2008). We now affirm the Eleventh Circuit’s
judgment.
II
When a probable-cause determination was based on rea
sonable but mistaken assumptions, the person subjected to a
search or seizure has not necessarily been the victim of a
constitutional violation. The very phrase “probable cause”
confirms that the Fourth Amendment does not demand all
possible precision. And whether the error can be traced to
a mistake by a state actor or some other source may bear on
the analysis. For purposes of deciding this case, however,
we accept the parties’ assumption that there was a Fourth
Amendment violation. The issue is whether the exclusion
ary rule should be applied.
A
The Fourth Amendment protects “[t]he right of the people
to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures,” but “contains
no provision expressly precluding the use of evidence ob
tained in violation of its commands,” Arizona v. Evans, 514
U. S. 1, 10 (1995). Nonetheless, our decisions establish an
exclusionary rule that, when applicable, forbids the use of
improperly obtained evidence at trial. See, e. g., Weeks v.
United States, 232 U. S. 383, 398 (1914). We have stated
that this judicially created rule is “designed to safeguard
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Fourth Amendment rights generally through its deterrent
effect.” United States v. Calandra, 414 U. S. 338, 348 (1974).
In analyzing the applicability of the rule, Leon admonished
that we must consider the actions of all the police officers
involved. 468 U. S., at 923, n. 24 (“It is necessary to consider
the objective reasonableness, not only of the officers who
eventually executed a warrant, but also of the officers who
originally obtained it or who provided information material
to the probable-cause determination”). The Coffee County
officers did nothing improper. Indeed, the error was noticed
so quickly because Coffee County requested a faxed confir
mation of the warrant.
The Eleventh Circuit concluded, however, that somebody
in Dale County should have updated the computer database
to reflect the recall of the arrest warrant. The court also
concluded that this error was negligent, but did not find it
to be reckless or deliberate. 492 F. 3d, at 1218.1
That fact
is crucial to our holding that this error is not enough by it
self to require “the extreme sanction of exclusion.” Leon,
supra, at 916.
B
1. The fact that a Fourth Amendment violation occurred—
i. e., that a search or arrest was unreasonable—does not nec
essarily mean that the exclusionary rule applies. Illinois v.
Gates, 462 U. S. 213, 223 (1983). Indeed, exclusion “has al
ways been our last resort, not our first impulse,” Hudson v.
Michigan, 547 U. S. 586, 591 (2006), and our precedents es
tablish important principles that constrain application of the
exclusionary rule.
1 At an earlier point in its opinion, the Eleventh Circuit described the
error as “ ‘at the very least negligent,’ ” 492 F. 3d 1212, 1217 (2007) (quoting
Michigan v. Tucker, 417 U. S. 433, 447 (1974)). But in the next paragraph,
it clarified that the error was “a negligent failure to act, not a deliberate
or tactical choice to act,” 492 F. 3d, at 1218. The question presented
treats the error as a “negligen[t]” one, see Pet. for Cert. i; Brief in Opposi
tion (I), and both parties briefed the case on that basis.
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First, the exclusionary rule is not an individual right and
applies only where it “ ‘result[s] in appreciable deterrence.’ ”
Leon, supra, at 909 (quoting United States v. Janis, 428 U. S.
433, 454 (1976)). We have repeatedly rejected the argument
that exclusion is a necessary consequence of a Fourth
Amendment violation. Leon, supra, at 905–906; Evans,
supra, at 13–14; Pennsylvania Bd. of Probation and Parole
v. Scott, 524 U. S. 357, 363 (1998). Instead we have focused
on the efficacy of the rule in deterring Fourth Amendment
violations in the future. See Calandra, supra, at 347–355;
Stone v. Powell, 428 U. S. 465, 486 (1976).2
In addition, the benefits of deterrence must outweigh the
costs. Leon, supra, at 910. “We have never suggested that
the exclusionary rule must apply in every circumstance in
which it might provide marginal deterrence.” Scott, supra,
at 368. “[T]o the extent that application of the exclusionary
rule could provide some incremental deterrent, that possible
benefit must be weighed against [its] substantial social
costs.” Illinois v. Krull, 480 U. S. 340, 352–353 (1987) (in
ternal quotation marks omitted). The principal cost of
applying the rule is, of course, letting guilty and possibly
dangerous defendants go free—something that “offends basic
concepts of the criminal justice system.” Leon, supra, at
908. “[T]he rule’s costly toll upon truth-seeking and law en
forcement objectives presents a high obstacle for those urg
ing [its] application.” Scott, supra, at 364–365 (internal
quotation marks omitted); see also United States v. Havens,
2 Justice Ginsburg’s dissent champions what she describes as “ ‘a more
majestic conception’ of . . . the exclusionary rule,” post, at 151 (quoting
Arizona v. Evans, 514 U. S. 1, 18 (1995) (Stevens, J., dissenting)), which
would exclude evidence even where deterrence does not justify doing so.
Majestic or not, our cases reject this conception, see, e. g., United States
v. Leon, 468 U. S. 897, 921, n. 22 (1984), and perhaps for this reason,
her dissent relies almost exclusively on previous dissents to support its
analysis.
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446 U. S. 620, 626–627 (1980); United States v. Payner, 447
U. S. 727, 734 (1980).
These principles are reflected in the holding of Leon: When
police act under a warrant that is invalid for lack of probable
cause, the exclusionary rule does not apply if the police acted
“in objectively reasonable reliance” on the subsequently in
validated search warrant. 468 U. S., at 922. We (perhaps
confusingly) called this objectively reasonable reliance “good
faith.” Ibid., n. 23. In a companion case, Massachusetts v.
Sheppard, 468 U. S. 981 (1984), we held that the exclusionary
rule did not apply when a warrant was invalid because a
judge forgot to make “clerical corrections” to it. Id., at 991.
Shortly thereafter we extended these holdings to warrant
less administrative searches performed in good-faith reliance
on a statute later declared unconstitutional. Krull, supra,
at 349–350. Finally, in Evans, 514 U. S. 1, we applied this
good-faith rule to police who reasonably relied on mistaken
information in a court’s database that an arrest warrant was
outstanding. We held that a mistake made by a judicial em
ployee could not give rise to exclusion for three reasons: The
exclusionary rule was crafted to curb police rather than judi
cial misconduct; court employees were unlikely to try to sub
vert the Fourth Amendment; and “most important, there
[was] no basis for believing that application of the exclusion
ary rule in [those] circumstances” would have any significant
effect in deterring the errors. Id., at 15. Evans left unre
solved “whether the evidence should be suppressed if police
personnel were responsible for the error,” 3 an issue not ar
3 We thus reject Justice Breyer’s suggestion that Evans was entirely
“premised on a distinction between judicial errors and police errors,” post,
at 158 (dissenting opinion). Were that the only rationale for our decision,
there would have been no reason for us expressly and carefully to leave
police error unresolved. In addition, to the extent Evans is viewed as
presaging a particular result here, it is noteworthy that the dissent’s view
in that case was that the distinction Justice Breyer regards as determi
native was instead “artificial.” 514 U. S., at 29 (Ginsburg, J., dissenting).
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gued by the State in that case, id., at 16, n. 5, but one that
we now confront.
2. The extent to which the exclusionary rule is justified
by these deterrence principles varies with the culpability of
the law enforcement conduct. As we said in Leon, “an
assessment of the flagrancy of the police misconduct consti
tutes an important step in the calculus” of applying the ex
clusionary rule. 468 U. S., at 911. Similarly, in Krull we
elaborated that “evidence should be suppressed ‘only if it can
be said that the law enforcement officer had knowledge, or
may properly be charged with knowledge, that the search
was unconstitutional under the Fourth Amendment.’ ” 480
U. S., at 348–349 (quoting United States v. Peltier, 422 U. S.
531, 542 (1975)).
Anticipating the good-faith exception to the exclusionary
rule, Judge Friendly wrote that “[t]he beneficent aim of the
exclusionary rule to deter police misconduct can be suffi
ciently accomplished by a practice . . . outlawing evidence
obtained by flagrant or deliberate violation of rights.” The
Bill of Rights as a Code of Criminal Procedure, 53 Calif.
L. Rev. 929, 953 (1965) (footnotes omitted); see also Brown v.
Illinois, 422 U. S. 590, 610–611 (1975) (Powell, J., concurring
in part) (“[T]he deterrent value of the exclusionary rule is
most likely to be effective” when “official conduct was fla
grantly abusive of Fourth Amendment rights”).
Indeed, the abuses that gave rise to the exclusionary rule
featured intentional conduct that was patently unconstitu
tional. In Weeks, 232 U. S. 383, a foundational exclusionary
rule case, the officers had broken into the defendant’s home
(using a key shown to them by a neighbor), confiscated in
criminating papers, then returned again with a U. S. Marshal
to confiscate even more. Id., at 386. Not only did they
have no search warrant, which the Court held was required,
but they could not have gotten one had they tried. They
were so lacking in sworn and particularized information that
“not even an order of court would have justified such proce
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dure.” Id., at 393–394. Silverthorne Lumber Co. v. United
States, 251 U. S. 385 (1920), on which petitioner repeatedly
relies, was similar; federal officials “without a shadow of au
thority” went to the defendants’ office and “made a clean
sweep” of every paper they could find. Id., at 390. Even
the Government seemed to acknowledge that the “seizure
was an outrage.” Id., at 391.
Equally flagrant conduct was at issue in Mapp v. Ohio, 367
U. S. 643 (1961), which overruled Wolf v. Colorado, 338 U. S.
25 (1949), and extended the exclusionary rule to the States.
Officers forced open a door to Ms. Mapp’s house, kept her
lawyer from entering, brandished what the court concluded
was a false warrant, then forced her into handcuffs and can
vassed the house for obscenity. 367 U. S., at 644–645. See
Friendly, supra, at 953, and n. 127 (“[T]he situation in Mapp”
featured a “flagrant or deliberate violation of rights”). An
error that arises from nonrecurring and attenuated negli
gence is thus far removed from the core concerns that led us
to adopt the rule in the first place. And in fact since Leon,
we have never applied the rule to exclude evidence obtained
in violation of the Fourth Amendment, where the police con
duct was no more intentional or culpable than this.
3. To trigger the exclusionary rule, police conduct must be
sufficiently deliberate that exclusion can meaningfully deter
it, and sufficiently culpable that such deterrence is worth the
price paid by the justice system. As laid out in our cases,
the exclusionary rule serves to deter deliberate, reckless, or
grossly negligent conduct, or in some circumstances recur
ring or systemic negligence. The error in this case does not
rise to that level.4
4 We do not quarrel with Justice Ginsburg’s claim that “liability for
negligence . . . creates an incentive to act with greater care,” post, at 153,
and we do not suggest that the exclusion of this evidence could have no
deterrent effect. But our cases require any deterrence to “be weighed
against the ‘substantial social costs exacted by the exclusionary rule,’ ”
Illinois v. Krull, 480 U. S. 340, 352–353 (1987) (quoting Leon, 468 U. S., at
907), and here exclusion is not worth the cost.
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Our decision in Franks v. Delaware, 438 U. S. 154 (1978),
provides an analogy. Cf. Leon, supra, at 914. In Franks,
we held that police negligence in obtaining a warrant did not
even rise to the level of a Fourth Amendment violation, let
alone meet the more stringent test for triggering the exclu
sionary rule. We held that the Constitution allowed defend
ants, in some circumstances, “to challenge the truthfulness
of factual statements made in an affidavit supporting the
warrant,” even after the warrant had issued. 438 U. S., at
155–156. If those false statements were necessary to the
Magistrate Judge’s probable-cause determination, the war
rant would be “voided.” Ibid. But we did not find all false
statements relevant: “There must be allegations of deliber
ate falsehood or of reckless disregard for the truth,” and
“[a]llegations of negligence or innocent mistake are insuffi
cient.” Id., at 171.
Both this case and Franks concern false information
provided by police. Under Franks, negligent police mis
communications in the course of acquiring a warrant do not
provide a basis to rescind a warrant and render a search or
arrest invalid. Here, the miscommunications occurred in
a different context—after the warrant had been issued and
recalled—but that fact should not require excluding the
evidence obtained.
The pertinent analysis of deterrence and culpability is ob
jective, not an “inquiry into the subjective awareness of ar
resting officers,” Reply Brief for Petitioner 4–5. See also
post, at 157, n. 7 (Ginsburg, J., dissenting). We have al
ready held that “our good-faith inquiry is confined to the ob
jectively ascertainable question whether a reasonably well
trained officer would have known that the search was illegal”
in light of “all of the circumstances.” Leon, 468 U. S., at 922,
n. 23. These circumstances frequently include a particular
officer’s knowledge and experience, but that does not make
the test any more subjective than the one for probable cause,
which looks to an officer’s knowledge and experience,
Ornelas v. United States, 517 U. S. 690, 699–700 (1996), but
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not his subjective intent, Whren v. United States, 517 U. S.
806, 812–813 (1996).
4. We do not suggest that all recordkeeping errors by the
police are immune from the exclusionary rule. In this case,
however, the conduct at issue was not so objectively culpable
as to require exclusion. In Leon, we held that “the marginal
or nonexistent benefits produced by suppressing evidence
obtained in objectively reasonable reliance on a subsequently
invalidated search warrant cannot justify the substantial
costs of exclusion.” 468 U. S., at 922. The same is true
when evidence is obtained in objectively reasonable reliance
on a subsequently recalled warrant.
If the police have been shown to be reckless in maintaining
a warrant system, or to have knowingly made false entries to
lay the groundwork for future false arrests, exclusion would
certainly be justified under our cases should such misconduct
cause a Fourth Amendment violation. We said as much in
Leon, explaining that an officer could not “obtain a warrant
on the basis of a ‘bare bones’ affidavit and then rely on col
leagues who are ignorant of the circumstances under which
the warrant was obtained to conduct the search.” Id., at
923, n. 24 (citing Whiteley v. Warden, Wyo. State Peniten
tiary, 401 U. S. 560, 568 (1971)). Petitioner’s fears that our
decision will cause police departments to deliberately keep
their officers ignorant, Brief for Petitioner 37–39, are thus
unfounded.
Justice Ginsburg’s dissent also adverts to the possible
unreliability of a number of databases not relevant to this
case. Post, at 155–156. In a case where systemic errors
were demonstrated, it might be reckless for officers to rely on
an unreliable warrant system. See Evans, 514 U. S., at 17
(O’Connor, J., concurring) (“Surely it would not be reasonable
for the police to rely . . . on a recordkeeping system . . . that
routinely leads to false arrests” (second emphasis added));
Hudson, 547 U. S., at 604 (Kennedy, J., concurring in part
and concurring in judgment) (“If a widespread pattern of
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Opinion of the Court
violations were shown . . . there would be reason for grave
concern” (emphasis added)). But there is no evidence that
errors in Dale County’s system are routine or widespread.
Officer Anderson testified that he had never had reason to
question information about a Dale County warrant, App. 27,
and both Sandy Pope and Sharon Morgan testified that they
could remember no similar miscommunication ever happen
ing on their watch, id., at 33, 61–62. That is even less error
than in the database at issue in Evans, where we also found
reliance on the database to be objectively reasonable. 514
U. S., at 15 (similar error “every three or four years”). Be
cause no such showings were made here, see 451 F. Supp. 2d,
at 1292,5 the Eleventh Circuit was correct to affirm the de
nial of the motion to suppress.
*
*
*
Petitioner’s claim that police negligence automatically
triggers suppression cannot be squared with the principles
underlying the exclusionary rule, as they have been ex
plained in our cases. In light of our repeated holdings that
the deterrent effect of suppression must be substantial and
outweigh any harm to the justice system, e. g., Leon, 468
U. S., at 909–910, we conclude that when police mistakes are
the result of negligence such as that described here, rather
than systemic error or reckless disregard of constitutional
requirements, any marginal deterrence does not “pay its
5 Justice Ginsburg notes that at an earlier suppression hearing Mor
gan testified—apparently in confusion—that there had been miscommuni
cations “ ‘[s]everal times.’ ” Post, at 150, n. 2 (quoting App. to Pet. for
Cert. 17a). When she later realized that she had misspoken, Morgan em
phatically corrected the record. App. 61–62. Noting this, the District
Court found that “Morgan’s ‘several times’ statement is confusing and es
sentially unhelpful,” and concluded that there was “no credible evidence
of routine problems with disposing of recalled warrants.” 451 F. Supp.
2d, at 1292. This factual determination, supported by the record and
credited by the Court of Appeals, see 492 F. 3d, at 1219, is of course enti
tled to deference.
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Ginsburg, J., dissenting
way.” Id., at 907–908, n. 6. In such a case, the criminal
should not “go free because the constable has blundered.”
People v. Defore, 242 N. Y. 13, 21, 150 N. E. 585, 587 (1926)
(opinion of the Court by Cardozo, J.).
The judgment of the Court of Appeals for the Eleventh
Circuit is affirmed.
It is so ordered.
Justice Ginsburg, with whom Justice Stevens, Jus
tice Souter, and Justice Breyer join, dissenting.
Petitioner Bennie Dean Herring was arrested, and sub
jected to a search incident to his arrest, although no warrant
was outstanding against him, and the police lacked probable
cause to believe he was engaged in criminal activity. The
arrest and ensuing search therefore violated Herring’s
Fourth Amendment right “to be secure . . . against unreason
able searches and seizures.” The Court of Appeals so deter
mined, and the Government does not contend otherwise.
The exclusionary rule provides redress for Fourth Amend
ment violations by placing the government in the position it
would have been in had there been no unconstitutional arrest
and search. The rule thus strongly encourages police com
pliance with the Fourth Amendment in the future. The
Court, however, holds the rule inapplicable because careless
recordkeeping by the police—not flagrant or deliberate mis
conduct—accounts for Herring’s arrest.
I would not so constrict the domain of the exclusionary
rule and would hold the rule dispositive of this case: “[I]f
courts are to have any power to discourage [police] error of
[the kind here at issue], it must be through the application
of the exclusionary rule.” Arizona v. Evans, 514 U. S. 1,
22–23 (1995) (Stevens, J., dissenting). The unlawful search
in this case was contested in court because the police found
methamphetamine in Herring’s pocket and a pistol in his
truck. But the “most serious impact” of the Court’s holding
will be on innocent persons “wrongfully arrested based on
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erroneous information [carelessly maintained] in a computer
data base.” Id., at 22.
I
A warrant for Herring’s arrest was recalled in February
2004, apparently because it had been issued in error. See
Brief for Petitioner 3, n. 1 (citing App. 63). The warrant
database for the Dale County Sheriff’s Department, how
ever, does not automatically update to reflect such changes.
App. 39–40, 43, 45. A member of the Dale County Sheriff’s
Department—whom the parties have not identified—re
turned the hard copy of the warrant to the County Circuit
Clerk’s office, but did not correct the Department’s database
to show that the warrant had been recalled. Id., at 60. The
erroneous entry for the warrant remained in the database,
undetected, for five months.
On a July afternoon in 2004, Herring came to the Coffee
County Sheriff’s Department to retrieve his belongings from
a vehicle impounded in that Department’s lot. Id., at 17.
Investigator Mark Anderson, who was at the Department
that day, knew Herring from prior interactions: Herring had
told the District Attorney, among others, of his suspicion
that Anderson had been involved in the killing of a local
teenager, and Anderson had pursued Herring to get him to
drop the accusations. Id., at 63–64. Informed that Herring
was in the impoundment lot, Anderson asked the Coffee
County warrant clerk whether there was an outstanding
warrant for Herring’s arrest. Id., at 18. The clerk, Sandy
Pope, found no warrant. Id., at 19.
Anderson then asked Pope to call the neighboring Dale
County Sheriff’s Department to inquire whether a warrant
to arrest Herring was outstanding there. Upon receiving
Pope’s phone call, Sharon Morgan, the warrant clerk for the
Dale County Department, checked her computer database.
As just recounted, that Department’s database preserved an
error. Morgan’s check therefore showed—incorrectly—an
active warrant for Herring’s arrest. Id., at 41. Morgan
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HERRING v. UNITED STATES
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gave the misinformation to Pope, ibid., who relayed it to In
vestigator Anderson, id., at 35. Armed with the report that
a warrant existed, Anderson promptly arrested Herring and
performed an incident search minutes before detection of
the error.
The Court of Appeals concluded, and the Government does
not contest, that the “failure to bring the [Dale County Sher
iff’s Department] records up to date [was] ‘at the very least
negligent.’ ” 492 F. 3d 1212, 1217 (CA11 2007) (quoting
Michigan v. Tucker, 417 U. S. 433, 447 (1974)). And it is
uncontested here that Herring’s arrest violated his Fourth
Amendment rights. The sole question presented, therefore,
is whether evidence the police obtained through the unlawful
search should have been suppressed.1
The Court holds that
suppression was unwarranted because the exclusionary
rule’s “core concerns” are not raised by an isolated, negligent
recordkeeping error attenuated from the arrest. Ante, at
144, 147–148.2
In my view, the Court’s opinion underesti
mates the need for a forceful exclusionary rule and the grav
ity of recordkeeping errors in law enforcement.
II
A
The Court states that the exclusionary rule is not a de
fendant’s right, ante, at 141; rather, it is simply a remedy appli
cable only when suppression would result in appreciable de
terrence that outweighs the cost to the justice system, ante,
at 147–148. See also ante, at 144 (“[T]he exclusionary rule
1 That the recordkeeping error occurred in Dale County rather than Cof
fee County is inconsequential in the suppression analysis. As the Court
notes, “we must consider the actions of all the police officers involved.”
Ante, at 140. See also United States v. Leon, 468 U. S. 897, 923, n. 24 (1984).
2 It is not altogether clear how “isolated” the error was in this case.
When the Dale County Sheriff’s Department warrant clerk was first
asked: “[H]ow many times have you had or has Dale County had prob
lems, any problems with communicating about warrants,” she responded:
“Several times.” App. to Pet. for Cert. 17a (internal quotation marks
omitted).
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serves to deter deliberate, reckless, or grossly negligent
conduct, or in some circumstances recurring or systemic
negligence.”).
The Court’s discussion invokes a view of the exclusionary
rule famously held by renowned jurists Henry J. Friendly
and Benjamin Nathan Cardozo. Over 80 years ago, Cardozo,
then seated on the New York Court of Appeals, commented
critically on the federal exclusionary rule, which had not yet
been applied to the States. He suggested that in at least
some cases the rule exacted too high a price from the crimi
nal justice system. See People v. Defore, 242 N. Y. 13, 24–
25, 150 N. E. 585, 588–589 (1926). In words often quoted,
Cardozo questioned whether the criminal should “go free be
cause the constable has blundered.” Id., at 21, 150 N. E.,
at 587.
Judge Friendly later elaborated on Cardozo’s query. “The
sole reason for exclusion,” Friendly wrote, “is that experi
ence has demonstrated this to be the only effective method
for deterring the police from violating the Constitution.”
The Bill of Rights as a Code of Criminal Procedure, 53 Calif.
L. Rev. 929, 951 (1965). He thought it excessive, in light of
the rule’s aim to deter police conduct, to require exclusion
when the constable had merely “blundered”—when a po
lice officer committed a technical error in an on-the-spot
judgment, id., at 952, or made a “slight and unintentional
miscalculation,” id., at 953. As the Court recounts, Judge
Friendly suggested that deterrence of police improprieties
could be “sufficiently accomplished” by confining the rule to
“evidence obtained by flagrant or deliberate violation of
rights.” Ibid.; ante, at 143.
B
Others have described “a more majestic conception” of the
Fourth Amendment and its adjunct, the exclusionary rule.
Evans, 514 U. S., at 18 (Stevens, J., dissenting). Protective
of the fundamental “right of the people to be secure in their
persons, houses, papers, and effects,” the Amendment “is a
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constraint on the power of the sovereign, not merely on some
of its agents.” Ibid. (internal quotation marks omitted); see
Stewart, The Road to Mapp v. Ohio and Beyond: The Ori
gins, Development and Future of the Exclusionary Rule in
Search-and-Seizure Cases, 83 Colum. L. Rev. 1365 (1983).
I share that vision of the Amendment.
The exclusionary rule is “a remedy necessary to ensure
that” the Fourth Amendment’s prohibitions “are observed
in fact.” Id., at 1389; see Kamisar, Does (Did) (Should) the
Exclusionary Rule Rest on a “Principled Basis” Rather Than
an “Empirical Proposition”? 16 Creighton L. Rev. 565, 600
(1983). The rule’s service as an essential auxiliary to the
Amendment earlier inclined the Court to hold the two insep
arable. See Whiteley v. Warden, Wyo. State Penitentiary,
401 U. S. 560, 568–569 (1971). Cf. Olmstead v. United
States, 277 U. S. 438, 469–471 (1928) (Holmes, J., dissenting);
id., at 477–479, 483–485 (Brandeis, J., dissenting).
Beyond doubt, a main objective of the rule “is to deter—
to compel respect for the constitutional guaranty in the only
effectively available way—by removing the incentive to dis
regard it.” Elkins v. United States, 364 U. S. 206, 217
(1960). But the rule also serves other important purposes:
It “enabl[es] the judiciary to avoid the taint of partnership
in official lawlessness,” and it “assur[es] the people—all po
tential victims of unlawful government conduct—that the
government would not profit from its lawless behavior, thus
minimizing the risk of seriously undermining popular trust
in government.” United States v. Calandra, 414 U. S. 338,
357 (1974) (Brennan, J., dissenting). See also Terry v. Ohio,
392 U. S. 1, 13 (1968) (“A ruling admitting evidence in a crim
inal trial, we recognize, has the necessary effect of legitimiz
ing the conduct which produced the evidence, while an appli
cation of the exclusionary rule withholds the constitutional
imprimatur.”); Kamisar, supra, at 604 (a principal reason for
the exclusionary rule is that “the Court’s aid should be de
nied ‘in order to maintain respect for law [and] to preserve
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the judicial process from contamination’ ” (quoting Olmstead,
277 U. S., at 484 (Brandeis, J., dissenting))).
The exclusionary rule, it bears emphasis, is often the only
remedy effective to redress a Fourth Amendment violation.
See Mapp v. Ohio, 367 U. S. 643, 652 (1961) (noting “the obvi
ous futility of relegating the Fourth Amendment to the pro
tection of other remedies”); Amsterdam, Perspectives on the
Fourth Amendment, 58 Minn. L. Rev. 349, 360 (1974) (de
scribing the exclusionary rule as “the primary instrument
for enforcing the [F]ourth [A]mendment”). Civil liability
will not lie for “the vast majority of [F]ourth [A]mend
ment violations—the frequent infringements motivated by
commendable zeal, not condemnable malice.” Stewart, 83
Colum. L. Rev., at 1389. Criminal prosecutions or adminis
trative sanctions against the offending officers and injunctive
relief against widespread violations are an even farther cry.
See id., at 1386–1388.
III
The Court maintains that Herring’s case is one in which
the exclusionary rule could have scant deterrent effect and
therefore would not “pay its way.” Ante, at 147–148 (inter
nal quotation marks omitted). I disagree.
A
The exclusionary rule, the Court suggests, is capable of
only marginal deterrence when the misconduct at issue is
merely careless, not intentional or reckless. See ante, at
144, 146. The suggestion runs counter to a foundational
premise of tort law—that liability for negligence, i. e., lack of
due care, creates an incentive to act with greater care. The
Government so acknowledges. See Brief for United States
21; cf. Reply Brief 12.
That the mistake here involved the failure to make a com
puter entry hardly means that application of the exclu
sionary rule would have minimal value. “Just as the risk
of respondeat superior liability encourages employers to
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HERRING v. UNITED STATES
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supervise . . . their employees’ conduct [more carefully], so
the risk of exclusion of evidence encourages policymakers
and systems managers to monitor the performance of the
systems they install and the personnel employed to operate
those systems.” Evans, 514 U. S., at 29, n. 5 (Ginsburg,
J., dissenting).
Consider the potential impact of a decision applying the
exclusionary rule in this case. As earlier observed, see
supra, at 149, the record indicates that there is no electronic
connection between the warrant database of the Dale County
Sheriff’s Department and that of the County Circuit Clerk’s
office, which is located in the basement of the same building.
App. 39–40, 43, 45. When a warrant is recalled, one of the
“many different people that have access to th[e] warrants,”
id., at 60, must find the hard copy of the warrant in the “two
or three different places” where the Department houses war
rants, id., at 41, return it to the Clerk’s office, and manually
update the Department’s database, see id., at 60. The rec
ord reflects no routine practice of checking the database for
accuracy, and the failure to remove the entry for Herring’s
warrant was not discovered until Investigator Anderson
sought to pursue Herring five months later. Is it not alto
gether obvious that the Department could take further pre
cautions to ensure the integrity of its database? The Sher
iff’s Department “is in a position to remedy the situation and
might well do so if the exclusionary rule is there to remove
the incentive to do otherwise.” 1 W. LaFave, Search and
Seizure § 1.8(e), p. 313 (4th ed. 2004). See also Evans, 514
U. S., at 21 (Stevens, J., dissenting).
B
Is the potential deterrence here worth the costs it im
poses? See ante, at 144. In light of the paramount impor
tance of accurate recordkeeping in law enforcement, I would
answer yes, and next explain why, as I see it, Herring’s mo
tion presents a particularly strong case for suppression.
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Electronic databases form the nervous system of contem
porary criminal justice operations. In recent years, their
breadth and influence have dramatically expanded. Police
today can access databases that include not only the updated
National Crime Information Center (NCIC), but also terror
ist watchlists, the Federal Government’s employee eligibility
system, and various commercial databases. Brief for Elec
tronic Privacy Information Center (EPIC) et al. as Amici
Curiae 6. Moreover, States are actively expanding infor
mation sharing between jurisdictions. Id., at 8–13. As a
result, law enforcement has an increasing supply of informa
tion within its easy electronic reach. See Brief for Peti
tioner 36–37.
The risk of error stemming from these databases is not
slim. Herring’s amici warn that law enforcement databases
are insufficiently monitored and often out of date. Brief for
Amici EPIC 13–28. Government reports describe, for ex
ample, flaws in NCIC databases,3 terrorist watchlist data
bases,4 and databases associated with the Federal Govern
ment’s employment eligibility verification system.5
Inaccuracies in expansive, interconnected collections of
electronic information raise grave concerns for individual lib
erty. “The offense to the dignity of the citizen who is ar
rested, handcuffed, and searched on a public street simply
3 See Dept. of Justice, Bureau of Justice Statistics, P. Brien, Improving
Access to and Integrity of Criminal History Records (NCJ 200581, July
2005), available at http://www.ojp.usdoj.gov/bjs/pub/pdf/iaichr.pdf. (All
Internet materials as visited Jan. 12, 2009, and included in Clerk of Court’s
case file.)
4 See Dept. of Justice, Office of Inspector General, Audit of the U. S.
Department of Justice Terrorist Watchlist Nomination Processes (Audit
Rep. 08–16, Mar. 2008), http://www.usdoj.gov/oig/reports/plus/a0816/
final.pdf.
5 See Social Security Admin., Office of Inspector General, Congressional
Response Report: Accuracy of the Social Security Administration’s
Numident File (A–08–06–26100, Dec. 2006), http://www.ssa.gov/oig/
ADOBEPDF/A–08–06–26100.pdf.
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HERRING v. UNITED STATES
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because some bureaucrat has failed to maintain an accurate
computer data base” is evocative of the use of general war
rants that so outraged the authors of our Bill of Rights.
Evans, 514 U. S., at 23 (Stevens, J., dissenting).
C
The Court assures that “exclusion would certainly be justi
fied” if “the police have been shown to be reckless in main
taining a warrant system, or to have knowingly made false
entries to lay the groundwork for future false arrests.”
Ante, at 146. This concession provides little comfort.
First, by restricting suppression to bookkeeping errors
that are deliberate or reckless, the majority leaves Herring,
and others like him, with no remedy for violations of their
constitutional rights. See supra, at 153. There can be no
serious assertion that relief is available under 42 U. S. C.
§ 1983. The arresting officer would be sheltered by qualified
immunity, see Harlow v. Fitzgerald, 457 U. S. 800 (1982), and
the police department itself is not liable for the negligent
acts of its employees, see Monell v. New York City Dept. of
Social Servs., 436 U. S. 658 (1978). Moreover, identifying
the department employee who committed the error may be
impossible.
Second, I doubt that police forces already possess sufficient
incentives to maintain up-to-date records. The Government
argues that police have no desire to send officers out on ar
rests unnecessarily, because arrests consume resources and
place officers in danger. The facts of this case do not fit that
description of police motivation. Here the officer wanted to
arrest Herring and consulted the Department’s records to
legitimate his predisposition. See App. 17–19.6
6 It has been asserted that police departments have become sufficiently
“professional” that they do not need external deterrence to avoid Fourth
Amendment violations. See Tr. of Oral Arg. 24–25; cf. Hudson v. Michi
gan, 547 U. S. 586, 598–599 (2006). But professionalism is a sign of the
exclusionary rule’s efficacy—not of its superfluity.
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Third, even when deliberate or reckless conduct is afoot,
the Court’s assurance will often be an empty promise: How
is an impecunious defendant to make the required showing?
If the answer is that a defendant is entitled to discovery (and
if necessary, an audit of police databases), see Tr. of Oral
Arg. 57–58, then the Court has imposed a considerable ad
ministrative burden on courts and law enforcement.7
IV
Negligent recordkeeping errors by law enforcement
threaten individual liberty, are susceptible to deterrence by
the exclusionary rule, and cannot be remedied effectively
through other means. Such errors present no occasion to
further erode the exclusionary rule. The rule “is needed to
make the Fourth Amendment something real; a guarantee
that does not carry with it the exclusion of evidence obtained
by its violation is a chimera.” Calandra, 414 U. S., at 361
(Brennan, J., dissenting). In keeping with the rule’s “core
concerns,” ante, at 144, suppression should have attended
the unconstitutional search in this case.
*
*
*
For the reasons stated, I would reverse the judgment of
the Eleventh Circuit.
Justice Breyer, with whom Justice Souter joins,
dissenting.
I agree with Justice Ginsburg and join her dissent.
I write separately to note one additional supporting factor
that I believe important. In Arizona v. Evans, 514 U. S. 1
(1995), we held that recordkeeping errors made by a court
clerk do not trigger the exclusionary rule, so long as the
7 It is not clear how the Court squares its focus on deliberate conduct
with its recognition that application of the exclusionary rule does not re
quire inquiry into the mental state of the police. See ante, at 145; Whren
v. United States, 517 U. S. 806, 812–813 (1996).
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HERRING v. UNITED STATES
Breyer, J., dissenting
police reasonably relied upon the court clerk’s recordkeeping.
Id., at 14; id., at 16–17 (O’Connor, J., concurring). The ra
tionale for our decision was premised on a distinction be
tween judicial errors and police errors, and we gave several
reasons for recognizing that distinction.
First, we noted that “the exclusionary rule was histori
cally designed as a means of deterring police misconduct, not
mistakes by court employees.” Id., at 14 (emphasis added).
Second, we found “no evidence that court employees are in
clined to ignore or subvert the Fourth Amendment or that
lawlessness among these actors requires application of the
extreme sanction of exclusion.” Id., at 14–15. Third, we
recognized that there was “no basis for believing that appli
cation of the exclusionary rule . . . [would] have a significant
effect on court employees responsible for informing the po
lice that a warrant has been quashed. Because court clerks
are not adjuncts to the law enforcement team engaged in the
often competitive enterprise of ferreting out crime, they
have no stake in the outcome of particular criminal prosecu
tions.” Id., at 15 (citation omitted). Taken together, these
reasons explain why police recordkeeping errors should be
treated differently than judicial ones.
Other cases applying the “good faith” exception to the ex
clusionary rule have similarly recognized the distinction be
tween police errors and errors made by others, such as judi
cial officers or legislatures. See United States v. Leon, 468
U. S. 897 (1984) (police reasonably relied on magistrate’s issu
ance of warrant); Massachusetts v. Sheppard, 468 U. S. 981
(1984) (same); Illinois v. Krull, 480 U. S. 340 (1987) (police
reasonably relied on statute’s constitutionality).
Distinguishing between police recordkeeping errors and
judicial ones not only is consistent with our precedent, but
also is far easier for courts to administer than the Court’s
case-by-case, multifactored inquiry into the degree of police
culpability. I therefore would apply the exclusionary rule
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when police personnel are responsible for a recordkeeping
error that results in a Fourth Amendment violation.
The need for a clear line, and the recognition of such a line
in our precedent, are further reasons in support of the out
come that Justice Ginsburg’s dissent would reach.
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## Notes
- Tier: 2 - primary public record or court opinion.
- Cited by: [[ALPR Alert Verification]].